专有格式如何成为微软实现绑定的主要工具
How proprietary formats have become Microsoft’s main tool for lock-in

原始链接: https://blog.documentfoundation.org/blog/2026/07/17/microsofts-main-tool-for-lock-in/

本文探讨了专有文档格式(主要是微软 Office 所使用的格式)如何造成“锁定效应”,从而损害用户自主权与机构主权。尽管微软的 OOXML 在技术上属于国际标准,但其复杂性以及对未公开特性的依赖,使其在实际上仍等同于专有格式——因为只有微软的软件才能稳定地完美呈现这些文件。 这种依赖带来了巨大的风险:对个人而言,它会导致格式错误和使用困扰;对公共机构而言,它将重要记录的保管权移交给了私营实体,从而危及数据的长期可访问性。当格式由单一供应商控制时,文档便成为了依赖的工具,而非中立的信息载体。 作者认为,为实现真正的数字主权,各机构必须采用开放标准(如开放文档格式 ODF),并使用开放字体及归档标准格式(如 PDF/A)。通过摒弃专有默认格式,用户与机构可以确保其文档始终具备可访问性与可靠性,并不受任何单一公司商业利益的束缚。归根结底,文档格式的选择是一个治理问题,而不仅仅是技术偏好;它是重掌数字基础设施控制权的关键一步。

最近的一场 Hacker News 讨论凸显了人们对微软利用专有格式和生态壁垒来实施用户锁定的持续担忧。 评论者认为,微软通过蓄意破坏兼容性并制造人为障碍,延续了其历史上“拥抱、扩展、消灭”的策略。一位用户分享了因被迫创建微软账户并安装验证器应用,仅仅是为了访问一个共享文件夹而产生的挫败感。另一位贡献者指出,即使是像 LibreOffice 这样的开源替代方案,也常难以处理专有文件格式,有时无法准确渲染文档。这导致一些用户在标准软件失效时,不得不依赖人工智能工具来对旧文件进行逆向工程。总体而言,人们认为微软通过利用未公开的更改和限制性的访问要求来维持其市场主导地位,从而确保用户被牢牢束缚在其生态系统中。
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原文

In the previous article, we explored the importance of standards: how the unspoken agreements governing electrical sockets, paper sizes and file formats form the foundations of a world in which choices remain open and power is not concentrated in the hands of a single player. We concluded with a question: if open standards are so beneficial, why aren’t they universally adopted?

The answer, in the case of document formats, lies in a single page produced by Microsoft Office. Getting rid of it is harder than it seems.

A file is never just a file

When you save a document on your computer, you are choosing a format — that is, the language in which your document is written in a way that the computer can understand: the set of rules that determines how words, tables, images and formatting instructions are stored and, consequently, how they can be retrieved, shared and read in the future.

For decades, the dominant format for office documents has been that produced by Microsoft Office. Initially as binary files with extensions such as DOC and XLS, then as XML-based formats introduced with Office 2007: DOCX, XLSX and PPTX. These formats are used by hundreds of millions of people. They are the lingua franca of offices, schools, public administrations and courts around the world.

Furthermore, in significant and decisive ways, they are proprietary — meaning they belong to Microsoft, are controlled by Microsoft and serve Microsoft’s interests in ways that may not align with the interests of users.

Understanding how all this works — and why it matters far beyond mere matters of software preference — is the aim of this article.

The architecture of dependency

Proprietary formats create dependency through a mechanism that is simple in principle and extraordinarily effective in practice: they make the data contained in a document inseparable from the software used to create it.

This is not a law of physics, but a design choice.

An open format — a format whose specifications are published, freely available and implementable by any software without restrictions — stores information in such a way that any compliant application can read, write and reproduce it faithfully.

A proprietary format, by contrast, may contain undocumented features, private extensions or behaviours that only the original software implements correctly. The document may be opened by other applications, but it cannot always be reproduced faithfully.

The practical consequence is familiar to anyone who has tried to open a Microsoft Office document in another application: the formatting becomes distorted, bullet points shift, tables lose their proportions, and headings appear different.

A presentation that looked polished in PowerPoint seems slapdash in a different viewer: the content is all there, whilst the document, strictly speaking, is not.

This is “lock-in”: it is not a padlock, it is not a technical ban, it is not a contractual restriction, but a silent and persistent friction that makes any work outside the Microsoft ecosystem seem slightly off, slightly unreliable, slightly unprofessional — and ensures that the easiest route is to return to the tools that produce documents with the expected appearance.

The standard that isn’t a standard

Microsoft formats have been submitted to international standardisation bodies and approved. This has been used, time and again, to argue that concerns about “lock-in” are exaggerated — that OOXML, the Office Open XML format, is as open a standard as any other, and that the playing field is level.

The reality is considerably more complicated.

The standardisation of OOXML was one of the most contested processes in the history of ISO: national standardisation bodies reported procedural irregularities, and the votes were contested. The process has left an indelible mark on the credibility of international standards, and has resulted in a specification of extraordinary length and complexity — running to thousands of pages — which did not describe a format designed for interoperability, but rather the existing behaviour of Microsoft Office, including legacy behaviours, undocumented features and implementation details specific to Microsoft’s source code.

No other software could fully implement the format, yet it was required to do so out of respect for its users, who needed to exchange documents with Microsoft users.

The version of OOXML that was standardised — OOXML Transitional — initially co-existed with a stricter variant, OOXML Strict, which eliminated most of the problematic legacy elements, but not all. Moreover, Microsoft Office has always used OOXML Transitional as the default format, and has relegated OOXML Strict to the bottom of the options (to prevent it from being used).

The practical effect is that the format used daily by hundreds of millions of people is the one that only Microsoft’s own software implements correctly, whilst the cleaner variant — which other software could actually support — is not used, and has now even disappeared from some versions.

A standard that only one implementation fully supports is, from a functional point of view, a proprietary format with a standardisation certificate.

Lock-in, from the individual to the institution

Dependence on document formats is the main mechanism of lock-in, but it is not the only one. We discussed the layering of dependencies at length in a previous article, so we will not revisit the subject here. Levels of dependence vary depending on the importance of the documents involved and the size of the organisation producing them.

For an individual user, a document with altered layout is simply an inconvenience. For a law firm, it may mean that a contract submitted to court does not match the version in the client’s file. For a hospital, it may mean that a clinical form is printed incorrectly. For a government department, it may mean that a document appears differently depending on the software used: a silent and unintended form of unequal access to public information.

At the level of public administration, this dependency takes on a dimension that goes beyond operational efficiency. A government that archives official documents in a format controlled by a private company has, strictly speaking, delegated the custody of its institutional memory to that company. Today, documents are readable because Microsoft continues to support the format, but whether they can be read in twenty years’ time will depend on the company’s decisions, for reasons that have nothing to do with the public interest.

This is not a hypothetical risk: formats are phased out, software versions change, and features present in one version of Office may behave differently — or not work at all — in another.

The history of digital documents is littered with files that cannot be opened because the software with which they were created no longer exists or no longer works on modern systems. Proprietary formats accelerate this risk by concentrating the knowledge needed to interpret them within an organisation whose commercial interests may, at any time, diverge from the interests of those who depend on access to their own documents.

What true sovereignty requires

A truly independent document — one that displays identically on any system, in any country, for any user, regardless of the software used — requires informed choices at every stage of its creation.

At the format level, it requires an open standard such as the Open Document Format (ODF), whose specifications are published, freely implementable and managed by a body independent of any single vendor. ODF is an international ISO standard that has undergone a legitimate standardisation process and whose specifications can be fully implemented by any software that chooses to do so. LibreOffice, the leading open-source office suite, uses ODF natively. The same should apply to any other self-respecting open-source office application.

In terms of fonts, it requires open fonts, the designs of which are published under licences that allow any software to implement them and any user to install them without cost or restrictions. Open font repositories offer a wide range of high-quality options that have no proprietary dependencies.

In terms of templates and workflows, it requires institutional policies that specify open formats and open fonts as the default for all official documents — not as an aesthetic preference, but as a governance requirement, in the same way that a public administration might specify accessibility standards or data protection requirements.

At the archiving level, this requires a commitment to formats specifically designed for long-term preservation — such as PDF/A for documents intended for permanent archiving — whose specifications are public and whose readability does not depend on the commercial decisions of a single supplier.

None of this is technically complex, but it requires a conscious decision by someone with the authority to do so.

A document is never innocent

A document is an argument made visible. It is also, always, a set of dependencies made invisible.

When an institution sends a letter formatted with a proprietary font, embedded in a proprietary format, produced by proprietary software, it is not communicating information but perpetuating a dependency — in workflows, in the expectations of correspondents, in staff memory and in the implicit message to recipients — that this is precisely how documents work, that there are no alternatives, that the infrastructure of written communication belongs to someone else, and that it has always been this way.

Digital sovereignty begins with the recognition that this is a choice: the file format is a choice, the font on the page is a choice, and the software is a choice. And choices, unlike facts, can vary.

That document, which continues to be regarded as a “seemingly” innocent piece of paper, is in reality no longer a piece of paper — and hasn’t been for some time — but an executable file that is interpreted by software, and as such is no longer innocent but, in many cases, the insidious tool of lock-in.

Microsoft Office Icons: Ms Office Icon Vectors by Vecteezy
Protest against OOXML: Techrights
Innocent piece of paper: The Mazloom Law Firm, LLC

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