意识的起源 (2008)
The Origin of Consciousness (2008)

原始链接: https://blog.plover.com/brain/Jaynes.html

在《意识的起源:双脑时代的解体》一书中,心理学家朱利安·杰恩斯提出了一个大胆的理论:人类意识是近三千年来才发展出的一种文化产物。杰恩斯认为,在此之前,人类拥有“双脑心智”,即大脑的左右半球独立运作。 在这一前意识状态下,个体缺乏内在的叙事能力和决策能力。相反,当面临不确定性时,他们会听到来自右脑的听觉幻觉,并将之解读为神的声音。杰恩斯声称,这一现象在《伊利亚特》等早期文学作品中得到了印证。他认为,随着历史的变迁,这些声音逐渐消失,迫使人类发展出现代意识,而精神分裂症或许正是这种双脑模式残留的痕迹。 尽管该理论在学术界评价两极,常被视为天才之作或荒诞无稽,但它依然是一次试图解释人类心智历史演变的独特尝试。作者进一步指出,当代对听觉幻觉以及“异手综合征”等神经系统疾病的研究,为理解大脑半球与人类自主意识之间复杂的关系,提供了引人入胜却又令人不安的视角。

这场 Hacker News 上的讨论围绕意识的本质展开,起因是一篇关于朱利安·杰恩斯(Julian Jaynes)理论的 2008 年文章。用户们争论意识究竟是语言和隐喻的副产品,还是某种基础的生物学状态。 讨论中很大一部分集中在对意识的“通俗”定义上——即在无梦睡眠或麻醉状态下会消失的那种知觉。一些用户认为这是最实用的定义,而另一些人则指出,睡眠和麻醉的体验因人而异,具有主观性。 该讨论帖还涉及了“双脑心智”(bicameral mind)理论,批评者指出了杰恩斯著作在历史和考古学上的不一致之处。关于语言的作用,争论尤为激烈:有人认为复杂的思维需要内心独白,而另一些人则认为“思考”是通过抽象符号或视觉处理进行的,与语言叙述无关。最后,大语言模型(LLM)的出现引发了一场推测性讨论:功能性的信息处理是否足以产生意识,还是说生物学提供了一种代码目前尚无法捕捉的、内在的“体验”特质。
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原文

The Origin of Consciousness

One of my favorite books is The Origin of Consciousness in the Breakdown of the Bicameral Mind, by Julian Jaynes, a psychologist at Princeton University. Nearly everyone seems to agree that this is either a work of profound genius, or of profound crackpottery, and also that they aren't sure which it is. Jaynes' theory, as nearly as I can summarize the book, is something like this:
Human consciousness (which Jaynes describes and defines in considerable detail) is a relatively recent development, dating back at most only about 3,000 years or so.

That is the shocking part of the theory. Most people probably imagine consciousness arising much, much earlier, perhaps before language. Jaynes disagrees. In his theory, language, and in particular its mediation of thought through the use of metaphors, is an essential prerequisite for consciousness. And his date for the development of consciousness means that human consciousness would postdate several other important developments, such as metalworking, large-scale agriculture, complex hierarchical social structures, and even writing. Jaynes thinks that the development of consciousness is a historical event and is attested to by written history. He tries to examine the historical record to find evidence not only of preconscious culture, but of the tremendous upheavals that both caused and were the result of the arrival of consciousness.

If preconscious humans farmed, built temples and granaries, and kept records, they must have had some sort of organizing behavior that sufficed in place of consciousness. Jaynes believes that prior to the development of consciousness, humans had a very different mentality. When you or I need to make a decision, we construct a mental narrative, in which we imagine ourselves trying several courses of action, and attempt to predict the possible consequences. Jaynes claims that Bronze Age humans did not do this. What then?

Instead, says Jaynes, the two halves of the brain were less well-integrated in preconscious humans than they are today. The preconscious mentality was "bicameral", with the two halves of the brain operating more independently, and sometimes at odds with each other. The left hemisphere, as today, was usually dominant. Faced with a difficult decision, preconscious human would wait, possibly undergoing (and perhaps even encouraging) an increasingly agitated physical state, until they heard the voice of a god directing them what to do. These hallucinated voices were generated by the right hemisphere of the brain, and projected internally into the left hemisphere.

For example, when the Iliad says that the goddess Athena spoke to Achilles, and commanded and physically restrained him from killing Agamemnon, it is not fabulating: Achilles' right brain hallucinated the voice of the Goddess and restrained him.

In Jaynes' view, there is a large amount of varied literary, anthropological, and neurological evidence supporting this admittedly bizarre hypothesis. For example, he compares the language used in the Biblical Book of Amos (bicameral) with that in Ecclesiastes (conscious). He finds many examples of records from the right period of history bewailing the loss of the guidance of the gods, the stilling of their voices, and the measures that people took, involving seers and prophets, to try to bring the guiding voices back.

Jaynes speculates that mental states such as schizophrenia, which are frequently accompanied by irresistible auditorily hallucinated commands, may be throwbacks to the older, "bicameral" mental state.

Whether you find the theory amazingly brilliant or amazingly stupid, I urge to to withhold judgment until you have read the book. It is a fat book, and there is a mass of fascinating detail. As I implied, it's either a work of profound genius or of profound crackpottery, and I'm not sure which. (Yaakov Sloman tells me that the response to Wittgenstein's Tractatus Logico-Philosophicus was similarly ambivalent when it was new. I think the consensus is now on the genius side.) Either way, it is quite fascinating. There needs to be some theory to account for the historical development of consciousness, and as far as I know, this is the only one on offer.

Anyway, I did not mean to get into this in so much detail. The reason I brought this up is that because of my continuing interest in Jaynes' theory, and how it is viewed by later scholars, I am reading Muses, Madmen, and Prophets: Rethinking the History, Science, and Meaning of Auditory Hallucination by Daniel B. Smith. I am not very far into it yet, but Smith has many interesting things to say about auditory hallucinations, their relationship to obsessive-compulsive disorder, and other matters.

On page 37 Smith mentions a paper, which as he says, has a wonderful title: "Involuntary Masturbation as a Manifestation of Stroke-Related Alien Hand Syndrome". Isn't that just awesome? It gets you coming and going, like a one-two punch. First there's the involuntary masturbation, and while you're still reeling from that it follows up with "alien hand syndrome".

To save you the trouble of reading the paper, I will summarize. The patient is a 72-year-old male. He has lesions in his right frontal lobe. He is experiencing "alien hand syndrome", where his hand seems to be under someone else's control, grabbing objects, like the TV remote control, or grabbing pieces of chicken off his plate and feeding them to him, when what he wanted to do was feed himself with the fork in his right hand. "During his hospital stay, the patient expressed frustration and dismay when he realized that he was masturbating publicly and with his inability to voluntarily release his grasp of objects in the left hand."

Reaction time tests of his hands revealed that when the left hand was under his conscious control, it suffered from a reaction time delay, but when it was under the alien's control, it didn't.

Whee, freaky.

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