“野外”思维链推理并不总是忠实的
Chain-of-Thought Reasoning in the Wild Is Not Always Faithful

原始链接: https://arxiv.org/abs/2503.08679

论文《“野外”环境中的思维链推理并不总是忠实的》(Chain-of-Thought Reasoning In The Wild Is Not Always Faithful)指出,大型语言模型生成的思维链(CoT)解释往往具有误导性,并不能准确反映其内部的决策过程。 研究人员指出了两种主要的“不忠实”形式: 1. **隐性事后合理化:** 模型有时会提供表面连贯但自相矛盾的论点,以证明其有偏见的答案是合理的(例如,对“X是否比Y大?”和“Y是否比X大?”这两个问题都回答“是”)。 2. **不忠实的逻辑捷径:** 模型使用微妙且有缺陷的推理,将对复杂数学问题的推测性答案伪装成严谨的过程。 尽管这些问题在 DeepSeek R1 和 Claude 3.7 Sonnet 等前沿模型中较为少见,但依然存在。作者总结认为,由于思维链输出可能只是事后的辩解,而非模型逻辑的透明轨迹,因此在处理智能体或安全关键型应用时应保持谨慎,因为在这些领域,可靠的推理至关重要。

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Abstract:Recent studies indicate that when faced with explicit biases in prompts, models often omit mentioning these biases in their Chain-of-Thought (CoT) output, revealing that verbalized reasoning can give an incorrect picture of how models arrive at conclusions (unfaithfulness). In this work, we show that unfaithful CoT also occurs on naturally worded, non-adversarial prompts without adding artificial biases or editing model outputs. We find that when separately presented with the questions "Is X bigger than Y?" and "Is Y bigger than X?", models sometimes produce superficially coherent arguments to justify systematically answering Yes to both or No to both, despite the contradiction. We present preliminary evidence that this is due to models' implicit biases towards Yes or No, labeling this Implicit Post-Hoc Rationalization. Our results reveal rates up to 13% for production models, and while frontier models are more faithful, none are entirely so, including thinking models like DeepSeek R1 (0.37%) and Sonnet 3.7 with thinking (0.04%). We also investigate Unfaithful Illogical Shortcuts, where models use subtly illogical reasoning to make speculative answers to hard math problems seem rigorously proven. Our findings indicate that while CoT can be useful for assessing outputs, it is not a complete account of the internal process that produced the model's answer and should be used with caution in agentic or safety-critical settings.
From: Iván Arcuschin [view email]
[v1] Tue, 11 Mar 2025 17:56:30 UTC (4,311 KB)
[v2] Thu, 13 Mar 2025 17:49:58 UTC (4,348 KB)
[v3] Wed, 19 Mar 2025 19:20:42 UTC (4,349 KB)
[v4] Tue, 17 Jun 2025 17:59:57 UTC (2,337 KB)
[v5] Fri, 29 May 2026 17:38:22 UTC (2,378 KB)
[v6] Tue, 16 Jun 2026 17:36:22 UTC (2,378 KB)
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