数学家破解了混沌理论中的分形猜想。
Mathematicians Crack a Fractal Conjecture on Chaos

原始链接: https://www.scientificamerican.com/article/mathematicians-crack-a-fractal-conjecture-on-chaos/

## 混沌与秩序:一项数学突破 从星系到粒子,宇宙的本质是由随机性和混沌塑造的。十多年来,数学家们一直在努力理解微小波动如何产生大规模效应,最终在2023年形成了“Garban-Vargas猜想”。该猜想关注**高斯乘性混沌 (GMC)**,这是一种数学工具,用于识别看似随机系统中的模式——从量子物理到湍流,甚至素数。 GMC本质上测量多尺度随机性,揭示了最小层面的事件如何支配整体。林、邱和谭最近的工作*证明*了该猜想,利用“鞅”的概念(本质上,在每个尺度上的公平博弈)展示了一个系统“关联维数”(聚集性)与其“调和维数”(模式)之间的惊人联系。 这项突破为理解混沌系统提供了一个通用框架,但它也存在局限性。当随机性变得*过于*强烈,达到临界相变时,该模型会失效。虽然这一证明是向前迈出的重要一步,但数学家们承认还需要进一步研究才能完全揭开混沌及其转变的复杂性。

最近关于分形猜想和混沌的数学突破,在Hacker News上引发了一场关于递归、意识和现实本质的精彩讨论。核心思想在于,稳定的结构在递归系统中涌现,塑造因果路径,并创造出“效果先于原因”的错觉。 一位评论员提出,意识可能仅仅是这些递归结构中边界的解码,甚至认为大型语言模型是一种递归形式,尽管与我们自己的不同。一个更具推测性的理论将意识视为量子效应的宏观模拟,可能与Aharonov的双态向量形式主义相关联——本质上,是一种“时间旅行”或来自未来的信息。 讨论还涉及混沌理论的细微之处,强调对初始条件的敏感性——即使是微小的变化也可能导致截然不同的结果——以及观察系统*行为*而非试图进行精确预测的价值。
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原文

The world may seem orderly, but randomness and chaos shape everything in the universe, from enormous galaxies all the way down to subatomic particles. Take a chilly window sheeting over with ice: even one oddly shaped snowflake can exert an influence on the final frosty pattern.

Understanding how random fluctuations can ripple out to produce global effects is what French mathematician Vincent Vargas of the University of Geneva in Switzerland set out to do more than 10 years ago. His earliest ideas for simple geometries appeared in a decade-old paper, but it wasn’t until 2023, while he was working with Christophe Garban of the University of Lyon in France, that the concept finally crystallized into what is now known as the Garban-Vargas conjecture. Now mathematicians have proved the conjecture using an insightful technique that should open the door for understanding much more complex systems.

The conjecture involves the behavior of a form of randomness found in a huge range of fields, from quantum chaos to Brownian motion to air turbulence. Mathematicians use a mathematical “measuring tape” called Gaussian multiplicative chaos, or GMC, to pick out subtle patterns hidden inside an otherwise impenetrable sea of randomness. GMC has even been used to find patterns in the prime numbers. The topic is one of the most important and fundamental ideas in probability theory today.


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French mathematician Jean-Pierre Kahane is credited with first developing GMC in 1985, although his pioneering work was quickly forgotten. “I was one of the people who revived his work,” Vargas says. “I met him many times, and he said he was amazed how important the topic [had] become. Everywhere on the planet, people are working on something related to Gaussian chaos.”

Vargas first encountered the measure while studying turbulence and finance. He then came across it again in a project on conformal field theory, which is used to study patterns that remain constant as you zoom in or out. Lately he has focused on investigating its fundamental mathematical nature.

To understand GMC, imagine a turbulent fluid full of swirling eddies at many different scales. Enormous eddies randomly break apart into smaller ones, which themselves break into even smaller eddies, in a vast, nested hierarchy of randomness. GMC serves as a mathematical model that measures this kind of multiscale randomness—it captures random fluctuations that persist across every scale of the observation. Because of this, it is often referred to as a fractal measure.


Mathematicians have uncovered surprising behaviors in the types of randomness governed by GMC. For instance, events at the smallest scales can govern the entire system; the powerful tendrils of fractal structure shape chaos at every level. As a result, these systems cannot be understood by looking at averages. Instead the rules of GMC produce a universal picture that applies to every scale.

But this fascinating picture only holds up to a critical threshold. If the underlying randomness becomes too strong, the GMC measure collapses. Or, in the language of eddies, once enough randomness infuses the swirls, they become unstable, losing all their hidden order. Like ice transitioning to a liquid, this breakdown marks an important phase transition for chaos.

In 2023 Garban and Vargas introduced a new lens for studying GMC chaos. It came from a field of mathematics called harmonic analysis. Instead of looking at eddies directly, they examined the frequencies of patterns hidden in the eddies, much like analyzing a complex sound by breaking it into pure tones.

Then an idea came to them. If they could match two completely different physical descriptions—complexity and harmonics—they might learn something new. Mathematicians refer to this idea of matching unrelated physical descriptions as matching “dimensions.”

As an example, consider snowflakes falling to the ground. As the snow gently lands, two possible dimensions might be how many patterns appear in the distribution of the snowflakes and how many clumpy piles form across different scales. But is there a formula that can relate the two dimensions of patterns (harmonics) and clumpiness (correlations)?

“The key word is dimension,” Vargas says. “That’s the name of the game. You have lots of natural dimensions, but when do they coincide?”

After studying systems governed by GMC on a circle, the duo conjectured an extraordinarily elegant equation that matched a GMC system’s correlation dimension to its harmonic dimension.

Unfortunately they couldn’t prove their formula, even for a simple geometry. In 2023 they posted their conjecture to the preprint server arXiv.org, and it subsequently became a major open problem.


In 2024 mathematicians Zhaofeng Lin and Yanqi Qiu of the Hangzhou Institute for Advanced Study, University of Chinese Academy of Sciences, and Mingjie Tan of Wuhan University resolved the conjecture. Their research, which was posted as a preprint to arXiv.org and has not yet been peer-reviewed, not only confirmed the formula but also revealed why it works.

Mathematically, they likened GMC to a “fair betting game,” in which the expected winnings remain constant no matter the size of the game. When applied to fractal fluctuations, this means that the system remains balanced as you zoom in and out, and each smaller scale contributes randomness in a way that conserves energy.

Mathematicians call a process that exhibits this type of fair, scale-by-scale behavior a martingale. Unlike normal betting games, however, chaos “games” are much more complex, requiring higher-dimensional martingales.

“I heard about this conjecture during an online math workshop,” Qiu says. “I had focused on martingales for my Ph.D. thesis a few years back, and I had a hunch they would be the right tool here.”

The group used its higher-dimensional martingale structure to carefully track the accumulation of randomness at every scale. And sure enough, by conserving energy, numerous tiny “fair games” combined to give the same formula for the decay that Garban and Vargas had conjectured.

Qiu and his colleagues’ proof not only settled the conjecture but also paved the way for further proofs on more complex fractal models. The roadway to a complete theory isn’t entirely free of barriers, though. Even the new method fails when randomness forces the system to its critical phase-transition point. This phase transition itself is a rich and intriguing topic with its own set of deep questions, mathematicians say. But “to go further,” Qiu says, “we need new ideas.”

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